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Broker-Dealer and Investment Adviser News 2026 Renewal Program Calendar for Broker-Dealers and Investment Advisers On Monday, November 10, 2025, Preliminary Renewal Statements will be available through E-Bill on FINRA. On Monday, November 24, 2025, a DFPI Reminder Email will be sent to all licensees to renew their licenses for the calendar year 2026. Licensees should ensure they have an active designated email address on file with the Department. Please refer to the “Broker-Dealer Information” and “Investment Adviser Information” sections on the Broker-Dealers and Investment Advisers page for more information about the designated email requirements. On Monday, December 08, 2025, renewal payments are due. This is the deadline for receipt of Preliminary Renewal Statement payments. Review the...

OMAHA, Neb. (AP) — Billionaire Warren Buffett warned shareholders Monday that many companies will fare better than his Berkshire Hathaway in the decades ahead because of its massive size though others might say the company's prospects will dim because “Father Time” is catching up with the 95-year-old icon who plans to step down as CEO in January. Buffett reflected on life and his health in a new letter to shareholders where he announced $1.3 billion in new charitable gifts to the four family foundations run by his children that — along with the Gates Foundation — have been helping steadily give away his fortune since 2006. Berkshire is known for consistently outperforming the stock market during the past 60 years under Buffett — which helped earn him legions of fans — although that ...

OMAHA, Neb., November 10, 2025--(BUSINESS WIRE)--Insurance industry veteran Brody Merrill will become Chief Financial Officer at Mutual of Omaha effective Dec. 1, according to Chairman and CEO James Blackledge. Merrill recently served as Chief Financial Officer and Treasurer for American National Group. With more than 24 years of strategic financial leadership across the insurance, technology and asset management industries, he has a strong track record in capital management, risk oversight and optimizing business performance, Blackledge said. "Brody brings proven experience as an insurance industry CFO. As we seek to fulfill our mission of helping more people more completely meet their financial needs, Brody’s expertise in strategic execution and focus on improving returns to fund ...

A 3D concept illustration of cloud-native apps and technology software. - ArtemisDiana // Shutterstock The job of a CFO is no longer about just balancing the books and managing finances from a 30,000-foot overview. In today’s tech-dominated environment, the modern CFO needs to be capable of steering organizations through digital transformation. These days, finance leaders need to champion technologies that reshape everything from allocation of capital to compliance. Key innovations including agentic AI, spatial computing, blockchain, and quantum-safe infrastructures. These are just a few examples of how finance could be revolutionized in the coming years. By digging into data from leading sources, including the SEC, PWC, CFA Institute, and more, Anrok has outlined seven ke...

Newly elected Dearborn Heights Mayor Mo Baydoun faces at least $500 in fines for not yet filing two previously due campaign finance reports, according to Wayne County records.A letter sent to Baydoun Oct. 2 notified him of a $500 fine assessed for failing to file his post-primary campaign finance report, which was due Sept. 4. The letter was signed by Amirah Jackson-Barrett, Wayne County's campaign finance manager.He received another notice on Oct. 27 for not filing a pre-general election campaign finance statement by Oct. 24. Baydoun received a previous notice of failing to file a post-primary campaign finance statement, dated Sept. 5. The letter said the fee is $25 for each business day the report is not filed, up to $500.Baydoun served as City Council chair until his appointment as acti...

(Bloomberg) -- Gold surged as US lawmakers moved closer to ending the longest government shutdown in American history, a move that would help lift the fog around the Federal Reserve’s path on interest rates. Bullion jumped as much as 2.9% to trade above $4,115 an ounce. The White House on Monday expressed support for the bipartisan deal to end the shutdown, a key development that makes it likely the government reopens within days. Most Read from Bloomberg The Fed will likely inject more money into the system to counter a partial liquidity drain during the shutdown, said Nicky Shiels, head of research at precious metals refiner MKS Pamp SA. She noted that New York Fed president John Williams said the central bank may soon need to expand its balance sheet for liquidity needs. “Go...

By Scott Simpson and Anthony HernandezEvery Veterans Day, we pause to honor the men and women who have stood guard for our freedoms. For credit unions, that recognition of their service doesn’t end at the close of their military career. It continues every day at the teller line, on base, and in the communities our heroes call home.Credit unions are proud to serve those who have served, helping active-duty members, veterans, and their families build brighter futures with the same dedication and integrity they’ve shown our nation.Credit unions were founded more than a century ago to uplift Americans through people-powered finance, and that purpose remains just as vital today. From basic training to retirement, credit unions help military families thrive because financial readiness is mission...

@tiadews Story time part 1🙄 #foryourpage #viraltiktok ♬ original sound - tiadews7 Tiktok by tiadews7

WESTPORT, Conn., November 10, 2025--(BUSINESS WIRE)--UBS Global Wealth Management US today announced that Daniel Holzer has joined the firm as a Financial Advisor. Dan joins the UBS Westport, Connecticut office, which is managed by Market Director Jim Miller and is part of the Greater New York Market, led by Market Executive Mara Glassel. "On behalf of UBS, we’re excited to welcome Dan to the firm," said Jim Miller, Market Director at UBS Wealth Management. "His industry experience and dedication to his clients will be a great addition to our business, and we look forward to having him help us continue to expand our client offering in this key market." A dedicated financial advisor for his entire 29-year career, Dan joins UBS after a long tenure at Morgan Stanley. Known for his stro...

A decade ago, a seminal speech by Mark Carney, then governor of the Bank of England and current Canadian prime minister, set out how climate change presented an economic risk that threatened the very stability of the financial system. The speech argued the finance sector must deeply embed climate risk into the architecture of the industry or risk massive damages. It was Carney’s description that stuck, calling this the “tragedy of the horizon”: that the catastrophic impacts of climate change will be felt beyond the traditional horizons of most actors, imposing a cost on future generations that the current generation has no direct incentive to fix. He added that by the time those climate impacts are a defining issue for financial stability, it may already be too late. What happe...